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Thread: FIN630 Investment Analysis & Portfolio Sol Current Midterm Paper spring 12 May 2011

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    18 FIN630 Investment Analysis & Portfolio Sol Current Midterm Paper spring 12 May 2011

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    [COLOR="rgb(255, 0, 255)"]full solve current paper in attachment

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    FIN630- Investment Analysis & Portfolio Management
    (Session - 3)
    12 may 2011
    Question No: 1 ( Marks: 1 ) - Please choose one
    A self-regulatory body that licenses brokers and generally oversees the trading practices
    of Over the counter(OTC) securities is known as __________ .
    ► Securities and Exchange Commission (SEC)
    ► National Association of Security Dealers (NASD)
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