FIN630 Investment Analysis & Portfolio Sol Current Midterm Paper spring 12 May 2011

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[COLOR="rgb(255, 0, 255)"]full solve current paper in attachment
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MIDTERM EXAMINATION
2011
FIN630- Investment Analysis & Portfolio Management
(Session - 3)
12 may 2011
Question No: 1 ( Marks: 1 ) - Please choose one
A self-regulatory body that licenses brokers and generally oversees the trading practices
of Over the counter(OTC) securities is known as __________ .
► Securities and Exchange Commission (SEC)
► National Association of Security Dealers (NASD)